Law note · New York

Stop Hacks and Improve Electronic Data Security (SHIELD) Act, Attorney General enforcement

cite N.Y. Gen. Bus. Law ยงยง 899-aa(6), 899-bb(2)(d)-(2)(e) stage IN FORCE in force since 2019-10-23 reviewed 2026-08-27

The Attorney General may bring an action to enjoin and restrain a violation of SHIELD's breach-notification duty, and a court may award actual costs for a failure to notify and, for a knowing or reckless violation, a civil penalty of the greater of $5,000 or up to $20 per instance of failed notification, capped at $250,000; a three-year limitations period runs from Attorney General discovery or notice, extendable to six years if the breach was concealed.

A violation of the separate data-security-program duty is deemed a violation of General Business Law section 349, letting the Attorney General bring an action to enjoin it and obtain civil penalties on that basis.

Section 899-bb expressly bars a private right of action for the safeguards duty, and section 899-aa carries no comparable express bar in its own text, but its enforcement subdivision is written entirely in terms of Attorney General authority, with no private-suit provision found anywhere in that section during this research pass. Neither half of SHIELD arms a private plaintiff.

What it asks of an app

  • Expect SHIELD Act violations, for both the breach notification duty and the data security program duty, to be enforced exclusively by the New York Attorney General, never by a private plaintiff.
  • Expect the Attorney General to seek an injunction and, for a failure to notify, actual costs, plus for a knowing or reckless violation a civil penalty of the greater of $5,000 or $20 per instance of failed notification, capped at $250,000.
  • Expect a data-security-program violation to be treated as a violation of General Business Law section 349, letting the Attorney General seek an injunction and civil penalties on that separate basis.

When LexLint raises it

Declared activities: crawls_web, trains_models, deploys_chatbot, automated_outreach

Primary source: official New York statute text, N.Y. General Business Law, New York State Senate

← Back to the example  ·  Lint your app →